Nwaogara Chidiebere Ralphael is a graduate of the University of Nigeria where he obtained a Bachelor of Science (B. Sc.) in Accountancy and a Masters of Business Administration (MBA) in Management. He is a graduate member of the Chartered Institute of Stockbrokers.
He is over 12 years experience as a compliance staff cutting across the capital market and the banking sectors. He has worked as Chief Compliance Officer of stock brokering firms and he was a member of the compliance unit in Greenwich Merchant Bank as well as fund/portfolio management firms such as Capitalfield Asset Management Limited, Allied Trust Asset Management Limited before joining Hillcrest Captial Management Limited.
He has attended several compliance related trainings organised by the Securities and Exchange Commission and private academies. The trainings include; Risk Based Compliance Monitoring Program, Anti-Money Laundering – Basic, Intermediate and advanced, AML/CFT/CPF Compliance Training all of which were organized by the Nigeria Capital Market Institute. Also, he attended AML/CFT Compliance Training and AML and Regulatory Compliance in Capital Market Operators (CMOs) organized by Financial Institutions Training Center (FITC) and LeishTon Academy e.t.c.
He has been registered as sponsored individual with the Securities & Exchange Commission (SEC).